CISI Regulation and Professional Integrity
Course Price: £99.00 + VAT
Access Duration: 6 months
How to Purchase
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Overview
Regulation and Professional Integrity is the first paper in the CISI Level 4 Investment Advice Diploma. Successful completion of this diploma requires this paper as a mandatory element, along with two further exam passes.
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Forms part of |
The Investment Advice Diploma |
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Mandatory paper |
Yes |
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Exam length |
2 hours |
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Exam type |
Multiple choice. |
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Exam content |
80 questions all single answer. |
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Pass mark |
70% |
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Learning outcome 1 |
The UK Financial Services industry |
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Learning outcome 2 |
UK Financial Services and consumer relationships |
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Learning outcome 3 |
UK contract and trust Legislation |
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Learning outcome 4 |
Integrity and ethics in professional practice |
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Learning outcome 5 |
The regulatory infrastructure of UK Financial Services |
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Learning outcome 6 |
FCA and PRA supervisory objectives, principles and processes |
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Learning outcome 7 |
FCA and PRA authorization of firms and individuals |
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Learning outcome 8 |
The regulatory framework relating to financial crime |
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Learning outcome 9 |
Complaints and compensation |
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Learning outcome 10 |
FCA Conduct of Business – fair treatment of customers, provision of advice and services, and client asset protection |
Digital study support
£99.00 + VAT
Structured weekly learning
Exam guides
Weekly workbooks / study guides
Interactive e-learning
Technical video content produced by our course tutors
Mini weekly exams to consolidate learning
Weekly ‘wash-up’ videos from our course tutors recorded in the classroom
Mock exams with instant feedback from a large bank of available questions
Freedom to revisit content at any time
Freedom to re-sit exams at any time
Flexible to suit your learning needs
Tracks learning throughout
Weekly accredited CPD awarded
24-hour access to our learning platform
Operates on any device with intuitive software
Blended study support
All the benefits of the Digital study support
Plus
A full day virtual classroom session with our expert training team*
*This one-day session is designed to get you in the best possible shape for your upcoming exam. We bring together all your digital learning whilst taking a deeper dive into how to excel in your exam. This virtual classroom session gives you the opportunity to discuss and explore areas of your study directly with our expert training team
Programme Details
- 30 hours CPD awarded
- Exam guidance on your chosen programme
- Pre-study knowledge tests
- Structured, weekly learning
- Downloadable workbooks for offline learning
- Timed tests from a large bank of questions
- End of module exam with instant feedback
- Freedom to revisit content at any time
- Freedom to re-sit exams multiple times
- Flexible to suit your learning needs
- Tracks learning progress throughout
- 24-hour access to our learning platform
- Operates on every device with intuitive U.I
Reasons to use Us
Unlimited access 24-7
CPD accredited
Tutor support
Exam guides
Structured learning
6000+ Exam questions
Model answer assignments
Timed testing
Why our Courses?
- Our courses are CPD accredited
- Structured weekly learning
- You can run our exams multiple times
- We cut to the core material saving you time
